Compliance & Document Management

Complete Document
Compliance Control

Centralise all supplier compliance documents. Track insurance certificates, policies, and certifications with automatic expiry alerts, approval workflows, and complete audit trails.

0
Valid Documents
0
Expiring Soon
0
Pending Review
0
Expired
0%
Compliance Rate

Document Types

Track all supplier compliance documentation in one centralised repository with intelligent categorisation

Required

Insurance Certificates

  • Employers' Liability (EL)
  • Public Liability (PL)
  • Professional Indemnity (PI)
  • Product Liability
Tracked

Certifications

  • ISO 9001 (Quality)
  • ISO 14001 (Environmental)
  • ISO 27001 (InfoSec)
  • Cyber Essentials
Annual

Policies

  • Anti-Bribery Policy
  • Modern Slavery Statement
  • H&S Policy
  • Environmental Policy
Project

H&S Documents

  • RAMS (Risk Assessments)
  • Method Statements
  • COSHH Assessments
  • Training Records
Verified

Accreditations

  • CHAS
  • SafeContractor
  • Constructionline
  • CSCS Cards
Custom

Other Documents

  • Carbon Reduction Plans
  • Data Processing Agreements
  • Insurance Schedules
  • Company Registration

Insurance Coverage Validation

Ensure suppliers maintain adequate insurance coverage with automatic validation and alerts

Coverage Requirements by Category

System automatically validates coverage amounts against your configured requirements

Insurance Type Minimum Cover Applies To Status Check
Employers' Liability
£10,000,000 All employers (legal minimum) Auto-validated
Public Liability
Configurable On-site contractors Per category
Professional Indemnity
Configurable Professional services Per category

Multi-Stage Expiry Alerts

Never be caught off-guard by expired documents. Our multi-stage alert system notifies relevant parties well in advance, with automatic escalation for critical items.

90
Initial Notification

Alert sent to Procurement team with document details

60
Follow-up Reminder

Reminder sent + Supplier contact request initiated

30
Escalation Warning

Manager escalation + Work restriction warning issued

0
Document Expired

Work orders blocked until renewal submitted

Supplier Portal Notifications

Suppliers with portal access receive automatic notifications with direct links to upload renewals:

Email notification with document details
Direct link to portal upload page
Clear deadline visibility
Reminder escalation if no action
Real-World Use

See It in Action

Your insurance certificates renewal period has just passed, and 40 of your 150 suppliers have updated policies that need uploading to your system. Right now, those certificates are arriving as email attachments. Some are PDFs, some are scanned images, a few are photographs taken on someone's phone. They are being saved into a shared drive folder that has no naming convention and no version control. In three months, when an auditor asks for proof of valid insurance for a specific supplier on a specific date, you will spend an hour hunting through folders to find it.

How It Works

My Supplier List provides a central document repository for every supplier, with version control, expiry tracking, and approval workflows built in.

Each document is uploaded against a specific document type: insurance certificate, health and safety policy, financial accounts, Modern Slavery statement, or any custom type your organisation defines. When a new version of a document is uploaded, the previous version is archived automatically. You can always see the full version history and pull up any past document if needed for audit purposes.

Expiry dates are tracked at the document level. When an insurance certificate is uploaded, the expiry date is recorded. The platform starts sending automated reminders, both to your team and to the supplier through the portal, well before the expiry date arrives. If a document expires without a replacement being uploaded, it is flagged on the supplier's record, their compliance status is updated, and the gap appears on your compliance dashboard.

Documents go through an approval workflow. When a supplier uploads a new certificate through the portal, a designated team member receives a notification to review it. They can approve, reject with a reason (prompting the supplier to upload a corrected version), or request additional information. This means you are not just collecting documents. You are verifying them.

The document module links to every other part of the platform. Compliance packs can require specific document types to be uploaded as evidence. Onboarding workflows can include document upload steps. Risk scores factor in whether key documents are current or expired. This tight integration is what separates a proper document management system from a glorified file store.

Automated expiry tracking and reminders replace manual calendar entries, ensuring compliance documents are always current and every upload is version-controlled with a full audit trail.

Take Control of Compliance

Eliminate compliance gaps, reduce risk, and ensure you're always audit-ready with our automated document management system.